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| The quality and completeness of government-provided suspect, sanctions, politically exposed persons (PEP) and excluded parties lists are critical to an organization’s ability to accurately match their customer databases against these lists. To maximize the precision and efficiency of compliance list matching initiatives, FinScan rigorously maintains the compliance lists we manage, by continuously monitoring list sources for additions and revisions; promptly updating lists with the latest changes; and parsing, standardizing and re-formatting list data before matching to help ensure that no combination of elements goes unchecked. Please click on the list names below to read more detailed descriptions of each. |
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Australian Department of Foreign Affairs and Trade (DFAT)
Individuals and groups whose assets are subject to mandatory freezing
by authority of the Australian DFAT, consistent with regulation 8 of the
Charter of the United Nations (Terrorism and Dealings with Assets)
Regulations 2002. |
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Australian Listing of Terrorist Organizations
Organizations that plan, finance and carry out terrorist acts, compiled by the Australian government under the authority of the Security Legislation Amendment (Terrorism) Act 2002. |
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Commodity Futures Trading Commission (CFTC)
Firms engaged in the offer or sale of foreign futures and options
contracts to U.S. persons that have received exemption from registering
with the CFTC on the terms specified in the Rule 30.10 Order. |
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European Union Consolidated List
Persons, groups and entities subject to Common Foreign and Security Policy (CFSP) related financial sanctions from the European Banking Federation, the European Savings Banks Group, the European Association of Co-operative Banks and the European Association of Public Banks ("the EU Credit Sector Federations") and the Commission. |
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European Union Terrorist List
Individuals and entities against which restrictive measures have been taken by the Council of the European Union. |
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FBI Most Wanted (10 Most Wanted, Current Month Most Wanted, Most Wanted Terrorist, Previous/Rolling Months of Most Wanted Fugitives)
Alleged criminals, fugitives and indicted terrorists identified as particularly dangerous by the FBI. Suspected crimes include murder, fraud, and bank robbery. |
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Financial Action Task Force (FATF) Non-Cooperative
Countries and Territories
Geographic jurisdictions that do not comply with the anti-money laundering recommendations of the FATF, an inter-governmental body of more than 30 countries, territories, and organizations aimed at countering money laundering and the financing of terrorism. |
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FinCEN 314a Control List
Confidential list of suspects and witnesses to terrorist and/or money laundering investigations against which financial institutions must search their records on a one-time basis. |
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HM Treasury Consolidated List
Individuals and entities that have been listed by UN, EU and UK under legislation relating to Angola (UNITA), Afghanistan (Taliban, Usama Bin Laden and Al-Qa'ida), Burma/Myanmar, Federal Republic of Yugoslavia & Serbia, Terrorism and Zimbabwe. |
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HM Treasury Investment Ban List
Individuals and entities that are not included in the consolidated list of
financial sanctions targets. |
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Interpol Red Notices
Individuals wanted by national jurisdictions or International Criminal Tribunals. When a person whose name is listed comes to the attention of the police abroad, the country that sought the listing is notified through Interpol and can request either a provisional arrest or extradition. |
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Nevada Gaming Control Board Excluded Persons
Persons barred from establishments licensed to operate any gambling game or conduct pari-mutuel wagering. |
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Office of Foreign Assets Control (OFAC) Nonproliferation List
Individuals and businesses facing bans on import of weapons of mass destruction. (This list is published separately from other lists, such as OFAC SDN and Sanctioned Countries lists, on the US Treasury website.) |
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Office of Foreign Assets Control (OFAC) Palestinian
Legislative Council (PLC) List
Individuals recently elected to the Palestinian Authority on the party slate of Hamas. Hamas had previously been identified by OFAC as a terrorist entity and is listed on the OFAC Specially Designated National (SDN) List. The OFAC PLC list contains the names of those individuals recently elected to the Palestinian Authority. Section (b) of General License 4 issued pursuant to the Global Terrorism Sanctions Regulations (31 C.F.R. Part 594), the Terrorism Sanctions Regulations (31 C.F.R. Part 595), and the Foreign Terrorist Organizations Sanctions Regulations (31 C.F.R. Part 597) authorizes U.S. financial institutions to reject transactions with members of the Palestinian Legislative Council (PLC) who were elected to the PLC on the party slate of Hamas, or any other Foreign Terrorist Organization (FTO), Specially Designated Terrorist (SDT), or Specially Designated Global Terrorist (SDGT), provided that any such individuals are not named on OFAC's list of Specially Designated Nationals and Blocked Persons (SDN List). |
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Office of Foreign Assets Control (OFAC) Sanctioned Country List
Countries against which economic and trade sanctions must be administered and enforced, as required by OFAC. (Note: This list contains Blocked Country data only. Other material published or referred by OFAC, such as OFAC SDN and Nonproliferation, will be contained in separately licensed lists). |
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Office of Foreign Assets Control (OFAC) SDN List
Specially Designated Nationals (SDN) against whom economic and trade sanctions must be administered and enforced, as required by OFAC. (Note: this list contains SDN data only. Other material published or referred by OFAC, such as OFAC Sanctioned Countries and Nonproliferation, will be contained in separately licensed lists.) |
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Office of the Superintendent of Financial Institutions (OSFI) -
Canada - Terrorist List
List supplied by the Canadian Office of the Superintendent of Financial Institutions containing names of individuals and organizations suspected of committing, attempting to commit, or facilitating the commission of terrorist acts. |
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Office of the Superintendent of Financial Institutions (OSFI) -
Canada - Unauthorized Bank List
Entities that the OSFI believes may be performing unauthorized banking
activities. |
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Politically Exposed Persons (PEP)
Published by the Central Intelligence Agency (CIA), this list contains chiefs of state and cabinet members of foreign governments. This directory is updated monthly, and the online version is updated weekly. Other proprietary PEP databases that include senior political figures and influential functionaries, and their families and close associates, are also available. |
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The Office of Inspector General's (OIG) List of Excluded
Individuals/Entities
Individuals and entities currently excluded from participation in Medicare, Medicaid and all Federal health care programs. The OIG imposes exclusions under the authority of sections 1128 and 1156 of the Social Security Act. |
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The Office of the Comptroller of the Currency (OCC)
Unauthorized Banks
Offshore and domestic entities identified as engaging in unauthorized banking activities by the OCC. Focus is on activities such as offshore shell banks and suspicious transactions. |
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United Nations Consolidated Sanctions
Consolidated list of individuals and entities belonging to or associated with the Taliban, Usama Bin laden and the Al-Qaida organization as established and maintained by the U.N. Security Council's 1267 Committee. |
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US Department of Commerce Denied Persons List
Individuals and entities whose export privileges have been denied by the Bureau of Industry and Security, US Department of Commerce. |
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US Department of Commerce Entity List
Entities on which additional license requirements for exports and reexports have been imposed by the Bureau of Industry and Security, US Department of Commerce. |
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US Department of Commerce Unverified List
Names and countries of foreign persons who in the past were parties to a transaction with respect to which BIS (Bureau of Industry and Security, US Department of Commerce) could not conduct a pre-license check (“PLC”) or a post-shipment verification (“PSV”) for reasons outside of the U.S. Government’s control. |
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US Department of State Debarred Parties
Individuals and entities that have been statutorily debarred from participating directly or indirectly in the export of defense articles (including technical data) and defense services by the US Department of State. |
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US Department of State Foreign Terrorist Exclusion List (TEL)
Organizations designated as terrorist-related for immigration purposes by the Secretary of State in consultation with or upon the request of the Attorney General, as authorized by Section 411 of the USA PATRIOT ACT of 2001 (8 U.S.C. § 1182). |
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US Dept of State Foreign Terrorist Organizations (FTOs)
Organizations that are designated by the Secretary of State as FTOs in
accordance with section 219 of the Immigration and Nationality Act (INA), as amended. Identifying FTOs plays a critical role in our fight against terrorism and is an effective means of curtailing support for terrorist activities and pressuring groups to get out of the terrorism business. |
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US General Services Administration Excluded Parties List
Individuals and entities excluded from receiving Federal contracts or certain subcontracts, and from certain types of Federal financial and non-financial assistance and benefits by the US General Services Administration. This exclusion applies throughout the US government, unless otherwise noted. |
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World Bank Debarred Parties
Firms and individuals which are ineligible to be awarded a World Bank-financed contract for the periods indicated. |
